Internal Audit, Assistant Vice President

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

Job Summary:

This role within the Internal Audit function is responsible for: (1) Assessing the design and operating effectiveness of governance, risk management and control systems implemented by Management across the organization; (2) Ongoing monitoring of business performance, projects and other related matters significant to the organization; (3) Validation and management of audit identified issues

Audit Execution:

• Executing annual risk assessment for the Branch's universe of audit entities;

• Executing annual audit plan for the Branch through all phases of the audits, including planning (developing audit program), execution and reporting;

• Performing Ongoing Monitoring of the internal control system across the Branch;

• Issue Validation (Providing assurance on the corrective actions taken by the issue owners);

• Communicating any issues or concerns related to the above to Management.

Internal Client Experience:

• Build relationships with peers and clients within organization and exhibit a high standard of performance and professional conduct;

• Attending various sub-committees across the Branch.

Quality in Execution:

• Ensuring quality in all work-products and conformance to Audit Methodology requirements, as applicable;

• Demonstrate professional skepticism and personal accountability;

• Complete work on a timely basis and deliver work products that meet objectives.

Qualifications:

• Bachelor's degree, preferably in Accounting, Finance, Business Administration or related business discipline

• Minimum of 3+ years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and/or related regulatory agencies.

• Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management.

• Proficiency in technology as required for assigned areas (e.g., MS Office)

• Effective communication skills and strong interpersonal skills;

• Strong analytical and problem-solving skills

The job description and related application pertains to an opportunity with either MUFG Bank, Ltd., Canada Branch (“MUFG Bank Canada”) or MUFG Securities (Canada), Ltd. (“MUFG Securities Canada”). The job description relates to the general nature, scope, quantity and quality of work contemplated for the position. Other duties and responsibilities not specifically described may be assigned from time to time, consistent with knowledge, skills and abilities of the incumbent. The receipt of an application by either MUFG Bank Canada or MUFG Securities Canada, as applicable, does not imply or guarantee employment.

Each of MUFG Bank Canada and MUFG Securities Canada is an equal opportunity employer.

• As a federally regulated entity, MUFG Bank Canada is required to comply with applicable laws which prohibit discrimination based on protected grounds and which require accommodation to individuals in accordance with the requirements outlined in the Canadian Human Rights Act and the Canada Labour Code. Where MUFG Bank Canada obtains information relating to protected grounds under the Canadian Human Rights Act as part of the application process, it does so to monitor and otherwise evaluate its own compliance with such legislation and associated regulatory requirements; MUFG Bank Canada does not use such information for decision making purposes relating to the position contemplated in this application.

• As a provincially regulated entity, MUFG Securities Canada is required to comply with applicable laws which prohibit discrimination based on protected grounds and which require accommodation to individuals in accordance with the requirements outlined in the Human Rights Code (Ontario) and the Employment Standards Act (Ontario). Where MUFG Securities Canada obtains information relating to protected grounds under the Human Rights Code (Ontario) as part of the application process, it does so to monitor and otherwise evaluate its own compliance with such legislation and associated regulatory requirements; MUFG Securities Canada does not use such information for decision making purposes relating to the position contemplated in this application.